Notice of Initial Substantial Holding from SOL
Released
Released
Announcement PDF
Level 8
121 Castlereagh Street
Sydney NSW 2000
Australia
GPO Box 5015
Sydney NSW 2001
+61 2 9210 7070
info@SoulPatts.com.au
SoulPatts.com.au
25 June 2026
ASX Announcement
Notice of initial substantial holder for ATX
Please find attached Form 603 - Notice of initial substantial holder (‘Notice’) required to be lodged under
the Corporations Act 2001 (‘the Act’). The Notice sets out a technical interest which Soul Patts is deemed
to hold under the Act due to holding voting power of more than 20% of the ordinary fully paid shares in
Pengana Capital Group Limited (PCG).
Yours sincerely
Lillie Johnson
Company Secretary
–ENDS–
This ASX announcement has been authorised for release by the Company Secretary.
About Soul Patts
Washington H. Soul Pattinson (“Soul Patts”) is an Australian public company that first listed on the Sydney Stock Exchange
(now ASX) on 21 January 1903. With origins in owning and operating Australian pharmacies, Soul Patts has since evolved
into an investment house with a diversified and uncorrelated portfolio of assets across multiple industries. Soul Patts takes a
long-term approach to investing with an objective to deliver superior returns by creating capital growth and regular
dividends. Through owning SOL shares, an investor gains access to the following asset classes: listed companies, private
companies, emerging companies, credit, and real assets. More information: SoulPatts.com.au
603 page 2 of 8 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme AMPLIA THERAPEUTICS LIMITED (ASX: ATX)
ACN/ARSN ACN 165 160 841
1. Details of substantial holder(1)
Name WASHINGTON H. SOUL PATTINSON AND COMPANY LIMITED (Soul Patts) AND SUBSIDIARIES
ACN/ARSN (if applicable) ACN 687 534 023
The holder became a substantial holder on 22/06/2026
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of Securities Person’s votes (5) Voting power (6)
Ordinary Shares
Pengana Capital Group Limited (PCG) 27,544,919 27,544,919 5.37%
Total 27,544,919 27,544,919 5.37%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder
became a substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
See PCG’s Notice of initial substantial holder for ATX lodged on 24 June 2026 and attached (Annexure A)
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number of
securities
PCG
BNP Paribas
Nominees Pty Limited
Pengana Capital Limited
(PCL)
RELEVANT
INTEREST DUE TO
HOLDING VOTING
POWER OF MORE
THAN 20% IN PCG
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial
holder became a substantial holder is as follows:
Holder of relevant interest Date of acquisition Consideration (9)
Class and number of
securities
See PCG’s Notice of initial substantial holder for ATX lodged on 24 June 2026 and attached (Annexure A)
603 page 3 of 8 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
See list of subsidiaries of Soul Patts as disclosed in the "Controlled Entities" Note of the last Annual Report.
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Soul Patts, WHSP Holdings Pty Limited,
Soul Patts Holdings Pty Limited and
subsidiaries
Level 8, 121 Castlereagh Street, Sydney, NSW 2000
Pengana Capital Group Limited Governor Phillip Tower, Level 27/1 Farrer Pl, Sydney NSW 2000
Signature
print name Lillie Johnson Capacity Company Secretary
sign here
date 25 June 2026
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the
names and addresses of members is clearly set out in paragraph 7 of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an
associate has a relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of
the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has,
or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or
not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions,
even if they are not paid directly to the person from whom the relevant interest was acquired.
603 page 4 of 8 15 July 2001
Annexure A
Form 603 – Notice of initial substantial holder from Pengana Capital Group Limited (ACN 059 300 426) and its subsidiaries.
This and the following 4 pages form Annexure A referred to in Form 603 – Notice of initial substantial holder by Soul Patts.
Name: Lillie Johnson
Capacity: Company Secretary
Signature:
Date: 25 June 2026
603 page1/2 15July 2018
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company/registered
scheme/notified foreign
passport fund name
ACN/ARSN/APFRN
NFPFRN (if applicable)
1. Details of substantial holder (1)
Name
ACN/ARSN/APFRN (if applicable)
NFPFRN (if applicable)
The holder became a substantial holder on
2. Details of voting power
The total number of votes attached to all the voting shares or interests in the company, scheme or fund that the substantial holder
or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and
number of
securities
Holder of relevant
interest
Date of acquisition Consideration (9) Class and
number of
securities
Cash Non-cash
ABN: 16 165 160 841
Annexure A
Annexure A
AMPLIA THERAPEUTICS LIMITED
/
22 06 2026
/
Fully Paid Ordinary Shares 27,544,919 27,544,919 5.37%
Annexure B
Annexure B
Annexure C
603 page2/2 15July 2018
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
7. Addresses
The addresses of persons named in this form are as follows:
Signature
print name capacity
signhere date / /
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. A corporation and its related corporations, or
the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group
of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each
group, with the names and addresses of members is clearly set out in paragraph 7of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares or interests in the company, scheme or fund (if any) that the person or
an associate has a relevant interest in.
(6) The person's votes divided by the total votes in the body corporate, scheme or fund multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy
of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of
any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme
or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or
disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the
qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
"unknown".
(9) Details of the consideration must include any and all benefits, money and otherwise, that any person from whom a relevant interest was
acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional
on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate
in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Name and ACN/ARSN/APFRN (if
applicable) and NFPFRN (if
applicable)
Nature of association
Name Address
N/A
Annexure D
Keith McLachlan Director, Pengana Capital Ltd
24 06 2026
Details of Substantial Holder ACN
Pengana Capital Group Limited 059 300 426
Pengana Capital Limited 103 800 568
Pengana Investment Management Limited 063 081 612
Pengana International Equities Limited 107 462 966
Holder of Relevant Interest Registered Holder of Securities and person
entitled to be Registered as Holder
Nature of Relevant Interest Class and numberof shares
Pengana Capital Group Limited As below Pengana Capital Group has a relevant interest in
the said securities as it wholly owns Pengana
Capital Limited and Pengana Investment
Management Limited
Pengana Capital Limited BNP Paribas Nominees Pty Limited
(ACN 084 150 023) on behalf of Pengana Capital
Limited
Relevant interest arising as a result of Pengana
Capital Limited having power to control the
voting and/ or disposal of securities pursuant to
position held as an investment manager of
various unit trusts.
27,544,919
Pengana Investment Management Limited BNP Paribas Nominees Pty Limited
(ACN 084 150 023) on behalf of Pengana
Investment Management Limited
Relevant interest arising as a result of Pengana
Investment Management Limited having power
to control the voting and/ or disposal of
securities pursuant to position held as an
investment manager of various unit trusts.
Pengana International Equities Limited BNP Paribas Nominees Pty Limited
(ACN 084 150 023) on behalf of Pengana
International Equities Limited
Pengana Capital Group has a relevant interest in
the said securities as it wholly owns Pengana
Investment Management Limited who is the
investment manager of Pengana International
Equities Limited
Annexure B
Annexure A
Date of Change Nature of Change No of Shares Consideration Holder
01-Apr-26 Purchase 2,000,000.00 518,464.00
$ Pengana Capital Limited
23-Apr-26 Purchase 1,000,000.00 157,500.00
$ Pengana Capital Limited
24-Apr-26 Purchase 800,000.00 128,640.00
$ Pengana Capital Limited
27-Apr-26 Purchase 187,664.00 30,608.00
$ Pengana Capital Limited
28-Apr-26 Purchase 800,000.00 130,160.00
$ Pengana Capital Limited
29-Apr-26 Purchase 212,336.00 33,973.76
$ Pengana Capital Limited
18-Jun-26 Purchase 1,000,000.00 115,900.00
$ Pengana Capital Limited
22-Jun-26 Purchase 2,734,045.00 344,763.07
$ Pengana Capital Limited
Annexure D
Pengana Capital Group Limited
Suite 1, Level 27, Governor Phillip Tower, 1
Farrer Place, Sydney, NSW2000, Australia
Pengana Capital Limited
Suite 1, Level 27, Governor Phillip Tower, 1
Farrer Place, Sydney, NSW2000, Australia
Pengana Investment Management Limited
Suite 1, Level 27, Governor Phillip Tower, 1
Farrer Place, Sydney, NSW2000, Australia
Pengana International Equities Limited
Suite 1, Level 27, Governor Phillip Tower, 1
Farrer Place, Sydney, NSW2000, Australia
Annexure C
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