Announcement PDF Level 14 151 Clarence Street Sydney NSW 2000 Australia GPO Box 479 Sydney NSW 2001 +61 2 9210 7070 info@SoulPatts.com.au SoulPatts.com.au 09 August 2024 ASX Announcement Notice of ceasing to be a substantial holder for ATX Please find attached Form 605 - Notice of ceasing to be a substantial holder (‘Notice’) required to be lodged under the Corporations Act 2001 (‘the Act’). The Notice sets out a technical interest which Soul Patts is deemed to hold under the Act due to holding voting power of more than 20% of the ordinary fully paid shares in Pengana Capital Group Limited (‘PCG’). This announcement has been authorised for release to the ASX by the Company Secretary. Yours sincerely Pamela Longstaff Company Secretary –ENDS– About Soul Patts Washington H. Soul Pattinson and Company Limited (“Soul Patts”) is an Australian public company that first listed on the Sydney Stock Exchange (now ASX) on 21 January 1903. With origins in owning and operating Australian pharmacies, Soul Patts has since evolved into an investment house with a diversified and uncorrelated portfolio of assets across multiple industries. Soul Patts takes a long-term approach to investing with an objective to deliver superior returns by creating capital growth and regular dividends. Through owning SOL shares, an investor gains access to the following asset classes: listed equities, private markets, credit, and property. More information: SoulPatts.com.au 605 Page 2 of 6 15 July 2001 Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder To Company Name/Scheme AMPLIA THERAPEUTICS LIMITED (ASX: ATX) ACN/ARSN ACN 165 160 841 1. Details of substantial holder (1) Name WASHINGTON H. SOUL PATTINSON AND COMPANY LIMITED (Soul Patts) ACN/ARSN (if applicable) ACN 000 002 728 The holder ceased to be a substantial holder on 06/08/2024 The previous notice was given to the company on The previous notice was dated 16/05/2024 16/05/2024 2. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed 08/08/2024 Pengana Capital Group Limited (PCG) Nature of change (4) Sale Consideration given in relation to change (5) Class (6) and number of securities affected Person’s votes affected $222,676.53 1,700,000 1,700,000 See PCG’s Notice of ceasing to be a substantial holder for ATX lodged on 8 August 2024 and attached (Annexure A). 3. Changes in association The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Pengana Capital Group Limited Nature of association Soul Patts holds voting power of more than 20% in PCG 605 Page 3 of 6 15 July 2001 4. Addresses The addresses of persons named in this form are as follows: Name Address Soul Patts Level 14, 151 Clarence Street, Sydney, NSW 2000 Pengana Capital Group Limited Governor Phillip Tower, Level 27/1 Farrer Pl, Sydney NSW 2000 Signature print name Pamela Longstaff sign here Capacity Company Secretary Date 09/08/2024 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form. (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (3) See the definition of "associate" in section 9 of the Corporations Act 2001. (4) Include details of: (a) (b) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. (5) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. (6) The voting shares of a company constitute one class unless divided into separate classes. (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. 605 Page 4 of 6 15 July 2001 Annexure A Form 605 Notice of ceasing to be a substantial holder by Washington H. Soul Pattinson and Company Limited This and the following 2 pages form Annexure A referred to in Form 605 – Notice of ceasing to be a substantial holder by Soul Patts. Name: Pamela Longstaff Capacity: Company Secretary Signature: Date: 09/08/2024 605 Docusign Envelope ID: 335F8BB6-9DFE-4484-974B-96C98BF22995 Page 5 of 6 15 July 2001 Form 605 CorporationsAct 2001 Section 671B Notice of ceasing to be a substantial holder AMPLIA THERAPEUTICS LIMITED (ASX:ATX) To Company Name/Scheme ACN/ARSN ACN: 165 160 841 1. Details of substantial holder (1) Name Annexure A ACN/ARSN (if applicable) Annexure A The holder ceased to be a Substantial holder on 06 Aug 2024 The previous notice was given to the company on 16 May 2024 The previous notice was dated 16 May 2024 2. Changes in relevant interests Particulars of each change in, or change in the nature of, are levant interest (2) of the substantial holder or an associate (3 ) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed Nature of change(4) Consideration Given in relation to change(5) Annexure C Class(6)and number of securities affected Person's votes affected 3. Changes in association The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association Not Applicable 4. Addresses The addresses of persons named in this form are as follows: Name Address Annexure B Signature Print name Nick Griffiths, Director Date 08 Aug 2024 Docusign Envelope ID: 335F8BB6-9DFE-4484-974B-96C98BF22995 605 Page 6 of 6 15 July 2001 Annexure A Details of Substantial Holder ACN Pengana Capital Group Ltd Pengana Capital Ltd Pengana Investment Management Limited Pengana International Equities Limited 059 300 426 103 800 568 063 081 612 107 462 966 Annexure B Holder of Relevant Interest Registered Holder of Securities and person entitled to be Registered as Holder Nature of Relevant Interest Class and numberof shares Pengana Capital Group Ltd As below Pengana Capital Group has a relevant interest in the said securities as it wholly owns Pengana Capital Ltd and Hunter Hall Investment Management Ltd Pengana Capital Ltd BNP Paribas Nominees Pty Limited (ACN 084 150 023) on behalf of Pengana Capital Ltd Relevant interest arising as a result of Pengana Capital Limited having power to control the voting and/ or disposal of securities pursuant to position held as an investment manager of various unit trusts. Pengana Investment Management Limited BNP Paribas Nominees Pty Limited (ACN 084 150 023) on behalf of Pengana Investment Management Ltd Relevant interest arising as a result of Pengana Investment Management Limnited having power to control the voting and/ or disposal of securities pursuant to position held as an investment manager of various unit trusts. Pengana International Equities Limited BNP Paribas Nominees Pty Limited (ACN 084 150 023) on behalf of Pengana International Equities Limited Relevant interest arising as a result of Pengana Investment Management Limnited having power to control the voting and/ or disposal of securities pursuant to position held as an investment manager of various unit trusts. Date of Change Nature of Change No of Shares 8/08/2024 Sale 13,500,044 Annexure C Annexure D Pengana Capital Group Ltd Pengana Capital Ltd Pengana Investment Management Limited Pengana International Equities Limited Suite 1, Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney, NSW2000, Australia Suite 1, Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney, NSW2000, Australia Suite 1, Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney, NSW2000, Australia Suite 1, Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney, NSW2000, Australia Consideration 1,700,000.00 $ Holder 222,676.53 Pengana Capital Limited