Notification regarding unquoted securities - ATX
Released
Released
Announcement PDF
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
AMPLIA THERAPEUTICS LIMITED
Date of this announcement
Wednesday September 09, 2026
The +securities the subject of this notification are:
Total number of +securities to be issued/transferred
ASX +security
code Security description
Total number of
+securities to be
issued/transferred Issue date
New class - code
to be confirmed
Zero Exercise Price Options Expiry Date 9 Sep
2031
2,830,629 09/09/2026
Refer to next page for full details of the announcement
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
AMPLIA THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ABN
Registration number
16165160841
1.3 ASX issuer code
ATX
1.4 The announcement is
1.5 Date of this announcement
9/9/2026
New announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
does not have an existing ASX security code ("new class")
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3C - number and type of +securities the subject of this notification (new class)
ASX +security code
New class - code to be confirmed
+Security description
Zero Exercise Price Options Expiry Date 9 Sep 2031
+Security type
Options
ISIN code
Date the +securities the subject of this notification were issued
9/9/2026
Will all the +securities issued in this class rank equally in all respects from their issue date?
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Provide details of the KMP or +associates being issued +securities.
Name of KMP Name of registered holder Number of +securities
Dr Chris Burns CHRISTOPHER JOHN BURNS 687,772
Jane Bell MRS JANE CATHERINE JOCELYN
BELL
642,857
Dr Robert Peach ANDREA MARIE PEACH & ROBERT
JAMES PEACH <PEACH FAMILY
A/C>
500,000
Dr Warwick Tong WARWICK TONG 500,000
Brett Carter JOYCE LAM
<BioSeer Family Trust>
500,000
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://ampliatx.com/announcements/7651968
Options Details
+Security currency
AUD - Australian Dollar
Exercise price
AUD 0.00000000
Expiry date
9/9/2031
No
Yes
Yes
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
ATX : ORDINARY FULLY PAID
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://ampliatx.com/announcements/7651968
Any other information the entity wishes to provide about the +securities the subject of this notification
ZEPOs issued to Directors following approval of shareholders at Annual General Meeting held 28 August 2026.
Issue details
Number of +securities
2,830,629
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of
the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
ATXOA : OPTION EXPIRING 31-OCT-2027 90,299,589
ATX : ORDINARY FULLY PAID 513,312,014
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
ATXAD : OPTION EXPIRING 30-SEP-2028 EX $0.30 818,006
ATXAE : OPTION EXPIRING 30-SEP-2028 EX NIL 447,000
ATXAAI : OPTION EXPIRING 20-DEC-2028 EX $0.23 5,250,000
ATXAAF : OPTION EXPIRING 05-JUN-2028 EX $0.132 5,000,000
ATXAAJ : OPTION EXPIRING 01-MAY-2029 EX NIL 240,384
ATXAG : OPTION EXPIRING 15-JUL-2031 EX NIL 1,272,099
ATXAF : OPTION EXPIRING 15-JUL-2028 EX $0.19 987,592
New class - code to be confirmed : Zero Exercise Price Options Expiry Date 9 Sep 2031 2,830,629
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
5.1a Select the number of the applicable exception in Listing Rule 7.2
13
Yes
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