Ceasing to be a substantial holder from PCG
Released
Released
Announcement PDF
Docusign Envelope ID: B48DF996-1E7A-4B0D-9719-0C1C41DAE298
Form 605
CorporationsAct 2001
Section 671B
Notice of ceasing to be a substantial holder
AMPLIA THERAPEUTICS LIMITED (ASX:ATX)
To Company Name/Scheme
ACN/ARSN
ACN: 165 160 841
1. Details of substantial holder (1)
Name
Annexure A
ACN/ARSN (if applicable)
Annexure A
The holder ceased to be a
Substantial holder on
06 Aug 2024
The previous notice was given to the company on
16 May 2024
The previous notice was dated
16 May 2024
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, are levant interest (2) of the substantial holder or an associate (3 ) in voting securities of the
company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
change
Person whose
relevant interest
changed
Nature of
change(4)
Consideration
Given in relation
to change(5)
Annexure C
Class(6)and
number of
securities
affected
Person's votes
affected
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial
holder in relation voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Not Applicable
4. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Annexure B
Signature
Print name
Nick Griffiths,
Director
Date
08 Aug 2024
Docusign Envelope ID: B48DF996-1E7A-4B0D-9719-0C1C41DAE298
Annexure A
Details of Substantial Holder
ACN
Pengana Capital Group Ltd
Pengana Capital Ltd
Pengana Investment Management Limited
Pengana International Equities Limited
059 300 426
103 800 568
063 081 612
107 462 966
Annexure B
Holder of Relevant Interest
Registered Holder of Securities and person
entitled to be Registered as Holder
Nature of Relevant Interest
Class and numberof shares
Pengana Capital Group Ltd
As below
Pengana Capital Group has a relevant interest in
the said securities as it wholly owns Pengana
Capital Ltd and Hunter Hall Investment
Management Ltd
Pengana Capital Ltd
BNP Paribas Nominees Pty Limited
(ACN 084 150 023) on behalf of Pengana Capital
Ltd
Relevant interest arising as a result of Pengana
Capital Limited having power to control the voting
and/ or disposal of securities pursuant to position
held as an investment manager of various unit
trusts.
Pengana Investment Management Limited
BNP Paribas Nominees Pty Limited
(ACN 084 150 023) on behalf of Pengana
Investment Management Ltd
Relevant interest arising as a result of Pengana
Investment Management Limnited having power
to control the voting and/ or disposal of securities
pursuant to position held as an investment
manager of various unit trusts.
Pengana International Equities Limited
BNP Paribas Nominees Pty Limited
(ACN 084 150 023) on behalf of Pengana
International Equities Limited
Relevant interest arising as a result of Pengana
Investment Management Limnited having power
to control the voting and/ or disposal of securities
pursuant to position held as an investment
manager of various unit trusts.
Date of Change
Nature of Change
No of shares and votes affected
06/08/2024
Sale
13,500,044
Annexure C
Annexure D
Pengana Capital Group Ltd
Pengana Capital Ltd
Pengana Investment Management Limited
Pengana International Equities Limited
Suite 1, Level 27, Governor Phillip Tower, 1 Farrer
Place, Sydney, NSW2000, Australia
Suite 1, Level 27, Governor Phillip Tower, 1 Farrer
Place, Sydney, NSW2000, Australia
Suite 1, Level 27, Governor Phillip Tower, 1 Farrer
Place, Sydney, NSW2000, Australia
Suite 1, Level 27, Governor Phillip Tower, 1 Farrer
Place, Sydney, NSW2000, Australia
Consideration
1,700,000.00
$
Holder
222,676.53 Pengana Capital Limited
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